Borussia Dortmund GmbH & Co. KGaA: Release according to Article 26, Section 1 of the WpHG [the German Securities Trading Act] with the objective of Europe-wide distribution
Sep 16, 2014 4:23 PM
Borussia Dortmund GmbH & Co. KGaA 16.09.2014 16:23 Dissemination of a Voting Rights Announcement, transmitted by DGAP - a service of EQS Group AG. The issuer is solely responsible for the content of this announcement. --------------------------------------------------------------------------- I. On September 15th, 2014 Evonik Industries AG, Essen, Germany, has given us notice pursuant to section 27a of the German Securities Trading Act (WpHG) as follows: 'With reference to our notice pursuant to section 21 para. 1 WpHG as of today we hereby give notice pursuant to section 27a para. 1 sent. 1 WpHG as follows: 1. By participating in Borussia Dortmund GmbH & Co. KGaA, Evonik Industries AG is pursuing strategic objectives, including the participation serves as a longer term investment to develop and strengthen the sponsor relationship with BVB. 2. Evonik Industries AG does not intend to obtain further voting rights in Borussia Dortmund GmbH & Co. KGaA by acquisition or any other way within the next twelve months. 3. Evonik Industries AG does not intend to influence the composition of the administrative and management bodies of Borussia Dortmund GmbH & Co. KGaA, however, within the scope of its participation of 14.78% intends to influence the composition of the company's supervisory board. 4. Evonik Industries AG does not intend to change the capital structure of Borussia Dortmund GmbH & Co. KGaA, especially with regards to the ratio of internal/outside financing and the dividend policy. Regarding the source of funds we confirm that Evonik Industries AG has acquired all the shares it owns in Borussia Dortmund GmbH & Co. KGaA with own resources.' II. On September 15th, 2014 RAG-Stiftung, Essen, Germany, has given us notice pursuant to section 27a WpHG as follows: 'We refer to our notice pursuant to section 21 para. 1 and section 22 para. 1 sent. 1 no. 1 WpHG dated September 15th, 2014 regarding the transgression of a 10% threshold of the voting rights in Borussia Dortmund GmbH & Co. KGaA with its seat in Dortmund. RAG-Stiftung (the 'Notifying Party') shall notify the objectives pursued with the acquisition and the source of funds used for the acquisition in accordance with section 27a para. 1 sent. 1 WpHG as follows: The transgression of the voting rights threshold is not due to the acquisition of shares by the Notifying Party, but to an attribution of voting rights from shares held by a subsidiary of the Notifying Party (section 22 para. 1 sent. 1 no. 1 WpHG). 1. Objectives pursued with the acquisition of voting rights (section 27a para. 1 sent. 3 WpHG) 1.1 By participating in Borussia Dortmund GmbH & Co. KGaA, the Notifying Party is pursuing strategic objectives, including the participation serves as a longer term investment to develop and strengthen the subsidiary's sponsor relationship with BVB. 1.2 The Notifying Party does not intend to obtain further voting rights in Borussia Dortmund GmbH & Co. KGaA by acquisition or any other way within the next twelve months. 1.3 The Notifying Party does not intend to influence the composition of the administrative and management bodies of Borussia Dortmund GmbH & Co. KGaA, however, within the scope of a participation of 14.78% which is attributed through its subsidiary intends to influence the composition of the company's supervisory board. 1.4 The Notifying Party does not intend to change the capital structure of Borussia Dortmund GmbH & Co. KGaA, especially with regards to the ratio of internal/outside financing and the dividend policy. 2. Source of funds (section 27a para. 1 sent. 4 WpHG) The acquisition of voting rights is solely a result of the attribution of voting rights pursuant to section 22 para. 1 sent. 1 no. 1 WpHG. Equity or debt funds were not used to fund the acquisition of voting rights.' Dortmund, September 16th, 2014 Borussia Dortmund GmbH & Co. KGaA Borussia Dortmund Geschäftsführungs-GmbH 16.09.2014 The DGAP Distribution Services include Regulatory Announcements, Financial/Corporate News and Press Releases. Media archive at www.dgap-medientreff.de and www.dgap.de --------------------------------------------------------------------------- Language: English Company: Borussia Dortmund GmbH & Co. KGaA Rheinlanddamm 207 - 209 44137 Dortmund Germany Internet: www.bvb.de/aktie // www.aktie.bvb.de End of Announcement DGAP News-Service ---------------------------------------------------------------------------