Borussia Dortmund GmbH & Co. KGaA: Release of corrected voting rights announcements and correction of release according to Article 26, Section 1 of the WpHG [the German Securities Trading Act] with the objective of Europe-wide distribution
Apr 23, 2010 12:59 PM
Borussia Dortmund GmbH & Co. KGaA / Release of corrected voting rights notifications and correction of release 23.04.2010 12:59 Dissemination of a Voting Rights announcement, transmitted by DGAP - a company of EquityStory AG. The issuer is solely responsible for the content of this announcement. --------------------------------------------------------------------------- I. On April 22nd, 2010, Morgan Stanley, Wilmington, Delaware, USA, correcting its notifications dated May 22nd 2009 (published on May 26th, 2009) and December 21st 2009 (published on December 22nd, 2009) has given us notice on behalf of such further entities as mentioned below pursuant to section 21 para 1, 24 of the German Securities Trading Act (WpHG) of the following: 1) The voting interest of Morgan Stanley International Holdings Inc. , Delaware, USA, on May 18th, 2009, has fallen below the threshold of 15% of the voting rights of Borussia Dortmund GmbH & Co. KGaA, Dortmund, Germany, and on that day amounted 14.44% (8,867,244 shares, each carrying one voting right) whereby these aforementioned voting rights have to be attributed concurrent pursuant to section 22 para. 1 sent. 1 no. 2 and sent. 2 WpHG and section 22 para. 2 WpHG. 2) The voting interest of Morgan Stanley International Incorporated, Delaware, USA, on May 18th, 2009, has fallen below the threshold of 15% of the voting rights of Borussia Dortmund GmbH & Co. KGaA, Dortmund, Germany, and on that day amounted 14.44% (8,867,244 shares, each carrying one voting right) whereby these aforementioned voting rights have to be attributed pursuant to section 22 para. 2 WpHG. II. On April 22nd, 2010, Morgan Stanley, Wilmington, Delaware, USA, correcting its notifications (Bestandsmitteilungen) dated March 26th, 2007 (published on March 27th, 2007) and dated July 24th, 2009 (published on July 29th, 2009) has given us notice on is own behalf and on behalf of such further entities as mentioned below pursuant to section 41 para. 4a and section 24 German Securities Trading Act (WpHG) of the following: 1) The voting interest of Morgan Stanley, Wilmington, Delaware, USA, on January 20th, 2007, amounted 16,25% of the voting rights of Borussia Dortmund GmbH & Co. KGaA, Dortmund, Germany (=9.982.415 shares, each carrying one voting right), whereby the aforementioned voting rights have to be attributed concurrent pursuant to section 22 para. 1 sent. 1 No. 1 WpHG from the chain of controlled entities and pursuant to section 22 para. 2 WpHG from Morgan Stanley & Co. International Plc (formerly: Morgan Stanley & Co. International Limited), London, United Kingdom. 2) The voting interest of Morgan Stanley International Incorporated, Wilmington, Delaware, USA, on January 20th, 2007, amounted 16,25% of the voting rights of Borussia Dortmund GmbH & Co. KGaA, Dortmund, Germany (=9.982.415 shares, each carrying one voting right), whereby the aforementioned voting rights have to be attributed pursuant to section 22 para. 2 from Morgan Stanley & Co. International Plc (formerly: Morgan Stanley & Co. International Limited), London, United Kingdom. 3) The voting interest of Morgan Stanley International Holdings Inc., Wilmington, Delaware, USA, on January 20th, 2007, amounted 16,25% of the voting rights of Borussia Dortmund GmbH & Co. KGaA, Dortmund, Germany, (=9.982.415 shares, each carrying one voting right), whereby the aforementioned voting rights have to be attributed concurrent pursuant to section 22 para. 1 sent. 1 No. 1 WpHG from the chain of controlled entities and pursuant to section 22 para. 2 WpHG from Morgan Stanley & Co. International Plc (formerly: Morgan Stanley & Co. International Limited), London, United Kingdom. 4) This chain of entities is represented as follows (starting on the highest level): Morgan Stanley (Delaware), Morgan Stanley International Holdings Incorporated, Morgan Stanley International Limited, Morgan Stanley Group (Europe), Morgan Stanley UK Group, Morgan Stanley & Co. International Plc. (formerly: Morgan Stanley & Co. International Limited). III. On April 22nd, 2010, Morgan Stanley, Wilmington, Delaware, USA, correcting its notifications dated September 20th, 2006 (published on September 22nd, 2006) and July 24th , 2009 (published on July 29th, 2009) has given us notice on is own behalf and on behalf of such further entities as mentioned below pursuant to section 21 para. 1 and section 24 German Securities Trading Act (WpHG) of the following: 1) The voting interest of Morgan Stanley, Wilmington, Delaware, USA, on September 19th, 2006, has exceeded the thresholds of 3%, 5%, 10% and 15% of the voting rights of Borussia Dortmund GmbH & Co. KGaA, Dortmund, Germany, and on that day amounted 16,25% of the voting rights (=9.982.415 shares, each carrying one voting right) whereby the aforementioned voting rights have to be attributed concurrent pursuant to section 22 para. 1 sent. 1 no. 1 WpHG from the respective subsidiaries of the chain of controlled entities and pursuant to section 22 para. 2 WpHG from Morgan Stanley & Co. International Plc (formerly: Morgan Stanley & Co. International Limited), London, United Kingdom.. 2) The voting interest of Morgan Stanley International Holdings Inc., Wilmington, Delaware, USA, on September 19th, 2006, has exceeded the thresholds of 3%, 5%, 10% and 15% of the voting rights of Borussia Dortmund GmbH & Co. KGaA, Dortmund, Germany, and on that day amounted 16,25% of the voting rights (=9.982.415 shares, each carrying one voting right) whereby the aforementioned voting rights have to be attributed concurrent pursuant to section 22 para. 1 sent. 1 no. 1 WpHG from the respective subsidiaries of the chain of controlled entities and pursuant to section 22 para. 2 WpHG from Morgan Stanley & Co. International Plc (formerly: Morgan Stanley & Co. International Limited), London, United Kingdom. 3) The voting interest of Morgan Stanley International Incorporated, Wilmington, Delaware, USA, on September 19th, 2006, has exceeded the thresholds of 3%, 5%, 10% and 15% of the voting rights of Borussia Dortmund GmbH & Co. KGaA, Dortmund, Germany, and on that day amounted 16,25% of the voting rights (=9.982.415 shares, each carrying one voting right) whereby the aforementioned voting rights have to be attributed pursuant to section 22 para. 2 WpHG from Morgan Stanley & Co. International Plc (formerly: Morgan Stanley & Co. International Limited), London, United Kingdom. 4) This chain of entities is represented as follows (starting on the highest level): Morgan Stanley (Delaware), Morgan Stanley International Holdings Incorporated, Morgan Stanley International Limited, Morgan Stanley Group (Europe), Morgan Stanley UK Group, Morgan Stanley & Co. International Plc. (formerly: Morgan Stanley & Co. International Limited). IV. (correction of the release dated April 23rd, 2010 regarding the notification dated April 22nd, 2010) The share of Morgan Stanley UK Group, London, United Kingdom, on April 20th, 2010, has fallen below the threshold of 5% of the voting rights of Borussia Dortmund GmbH & Co. KGaA, Rheinlanddamm 207-209, 44137 Dortmund, Germany, and on that day amounted 4,77% (2.927.764 shares/voting rights); whereby the aforementioned voting rights have to be attributed pursuant to section 22 para. (1) sent. 1 No. 1 WpHG from Morgan Stanley & Co. International Plc (formerly: Morgan Stanley & Co. International Limited), London, United Kingdom. Dortmund, April 23rd, 2010 Borussia Dortmund GmbH & Co. KGaA Borussia Dortmund Geschäftsführungs-GmbH 23.04.2010 Ad hoc announcement, Financial News and Media Release distributed by DGAP. Media archive at www.dgap-medientreff.de and www.dgap.de --------------------------------------------------------------------------- Language: English Company: Borussia Dortmund GmbH & Co. KGaA Rheinlanddamm 207 - 209 44139 Dortmund Deutschland Internet: www.borussia-aktie.de End of News DGAP News-Service ---------------------------------------------------------------------------