Dimensional Holdings Inc., Austin, Texas, United States of America (USA)

Mar 16, 2018 10:33 AM

Borussia Dortmund GmbH & Co. KGaA

16.03.2018 / 10:33
Dissemination of a Voting Rights Announcement transmitted by DGAP - a service of EQS Group AG.
The issuer is solely responsible for the content of this announcement.


Notification of Major Holdings

1. Details of issuer
Borussia Dortmund GmbH & Co. KGaA
Rheinlanddamm 207 - 209
44137 Dortmund
Germany

2. Reason for notification
X Acquisition/disposal of shares with voting rights
  Acquisition/disposal of instruments
  Change of breakdown of voting rights
  Other reason:

3. Details of person subject to the notification obligation
Name: City and country of registered office:
Dimensional Holdings Inc. Austin, Texas
United States of America (USA)

4. Names of shareholder(s)
holding directly 3% or more voting rights, if different from 3.
 

5. Date on which threshold was crossed or reached:
09 March 2018

6. Total positions
  % of voting rights attached to shares
(total of 7.a.)
% of voting rights through instruments
(total of 7.b.1 + 7.b.2)
total of both in %
(7.a. + 7.b.)
total number of voting rights of issuer
Resulting situation 2.98 % 0.03 % 3.01 % 92000000
Previous notification 3.01 % 0.00 % 3.01 % /

7. Notified details of the resulting situation
a. Voting rights attached to shares (Sec.s 33, 34 WpHG)
ISIN absolute in %
  direct
(Sec. 33 WpHG)
indirect
(Sec. 34 WpHG)
direct
(Sec. 33 WpHG)
indirect
(Sec. 34 WpHG)
DE0005493092 2745825 % 2.98 %
Total 2745825 2.98 %

b.1. Instruments according to Sec. 38 para. 1 No. 1 WpHG
Type of instrument Expiration or maturity date Exercise or conversion period Voting rights absolute Voting rights in %
Right of recall n/a n/a 24836 0.03 %
    Total 24836 0.03 %

b.2. Instruments according to Sec. 38 para. 1 No. 2 WpHG
Type of instrument Expiration or maturity date Exercise or conversion period Cash or physical settlement Voting rights absolute Voting rights in %
%
      Total %

8. Information in relation to the person subject to the notification obligation
  Person subject to the notification obligation is not controlled and does itself not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuer (1.).
X Full chain of controlled undertakings starting with the ultimate controlling natural person or legal entity:

Name % of voting rights (if at least held 3% or more) % of voting rights through instruments (if at least held 5% or more) Total of both (if at least held 5% or more)
Dimensional Holdings Inc. % % %
Dimensional Fund Advisors LP % % %
 
Dimensional Holdings Inc. % % %
Dimensional Fund Advisors LP % % %
Dimensional Fund Advisors Ltd. % % %
 
Dimensional Holdings Inc. % % %
Dimensional Fund Advisors LP % % %
DFA Canada LLC % % %
Dimensional Fund Advisors Canada ULC % % %
 
Dimensional Holdings Inc. % % %
Dimensional Fund Advisors LP % % %
DFA Australia Limited % % %

9. In case of proxy voting according to Sec. 34 para. 3 WpHG

Date of general meeting:
Holding position after general meeting: % (equals voting rights)

10. Other explanatory remarks:
 



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