RAG-Stiftung, Essen, Germany

Feb 24, 2020 3:00 PM

Borussia Dortmund GmbH & Co. KGaA
24.02.2020 / 15:00
Dissemination of a Voting Rights Announcement transmitted by DGAP - a service of EQS Group AG.
The issuer is solely responsible for the content of this announcement.

Notification of Major Holdings

1. Details of issuer
Name: Borussia Dortmund GmbH & Co. KGaA
Street: Rheinlanddamm 207 - 209
Postal code: 44137
City: Dortmund
Germany
Legal Entity Identifier (LEI): 529900XO0YTOOKCLQB44

2. Reason for notification
X Acquisition/disposal of shares with voting rights
  Acquisition/disposal of instruments
  Change of breakdown of voting rights
  Other reason:

3. Details of person subject to the notification obligation
Legal entity: RAG-Stiftung
City of registered office, country: Essen, Germany

4. Names of shareholder(s)
holding directly 3% or more voting rights, if different from 3.
Evonik Industries AG

5. Date on which threshold was crossed or reached:
14 Feb 2020

6. Total positions
  % of voting rights attached to shares
(total of 7.a.)
% of voting rights through instruments
(total of 7.b.1 + 7.b.2)
Total of both in %
(7.a. + 7.b.)
Total number of voting rights pursuant to Sec. 41 WpHG
New 9.83 % 0.00 % 9.83 % 92000000
Previous notification 14.78 % n/a % n/a % /

7. Details on total positions
a. Voting rights attached to shares (Sec. 33, 34 WpHG)
ISIN Absolute In %
  Direct
(Sec. 33 WpHG)
Indirect
(Sec. 34 WpHG)
Direct
(Sec. 33 WpHG)
Indirect
(Sec. 34 WpHG)
DE0005493092 0 9046509 0.00 % 9.83 %
Total 9046509 9.83 %

b.1. Instruments according to Sec. 38 (1) no. 1 WpHG
Type of instrument Expiration or maturity date Exercise or conversion period Voting rights absolute Voting rights in %
%
    Total %

b.2. Instruments according to Sec. 38 (1) no. 2 WpHG
Type of instrument Expiration or maturity date Exercise or conversion period Cash or physical settlement Voting rights absolute Voting rights in %
%
      Total %

8. Information in relation to the person subject to the notification obligation
  Person subject to the notification obligation is not controlled nor does it control any other undertaking(s) that directly or indirectly hold(s) an interest in the (underlying) issuer (1.).
X Full chain of controlled undertakings starting with the ultimate controlling natural person or legal entity:

Name % of voting rights (if at least 3% or more) % of voting rights through instruments (if at least 5% or more) Total of both (if at least 5% or more)
RAG-Stiftung % % %
Evonik Industries AG 9.83 % % 9.83 %

9. In case of proxy voting according to Sec. 34 para. 3 WpHG
(only in case of attribution of voting rights in accordance with Sec. 34 para. 1 sent. 1 No. 6 WpHG)

Date of general meeting:
Holding total positions after general meeting (6.) after annual general meeting:
Proportion of voting rights Proportion of instruments Total of both
% % %

10. Other explanatory remarks:
 

Date
19 Feb 2020



24.02.2020 The DGAP Distribution Services include Regulatory Announcements, Financial/Corporate News and Press Releases.
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